Control of Viremia and Prevention of Clinical AIDS
in Rhesus Monkeys by Cytokine-Augmented DNA Vaccination
Dan H.
Barouch,1*
Sampa Santra,1
Jörn E. Schmitz,1
Marcelo J. Kuroda,1
Tong-Ming Fu,2
Wendeline Wagner,3
Miroslawa Bilska,4
Abie Craiu,1
Xin Xiao Zheng,1
Georgia R. Krivulka,1
Kristin Beaudry,1
Michelle A. Lifton,1
Christine E.
Nickerson,1 Wendy L.
Trigona,2 Kara
Punt,2 Dan C.
Freed,2 Liming
Guan,2 Sheri
Dubey,2 Danilo
Casimiro,2 Adam
Simon,2 Mary-Ellen
Davies,2 Michael
Chastain,2 Terry B.
Strom,1 Rebecca S.
Gelman,5 David C.
Montefiori,4 Mark G.
Lewis,3 Emilio A.
Emini,2 John W.
Shiver,2 Norman L.
Letvin1
With accumulating evidence indicating the importance of cytotoxic
T lymphocytes (CTLs) in containing human immunodeficiency
virus-1 (HIV-1) replication in infected individuals,
strategies are being pursued to elicit virus-specific
CTLs with prototype HIV-1 vaccines. Here, we report the
protective efficacy of vaccine-elicited immune responses
against a pathogenic SHIV-89.6P challenge in rhesus
monkeys. Immune responses were elicited by DNA vaccines
expressing SIVmac239 Gag and HIV-1 89.6P Env, augmented by
the administration of the purified fusion protein
IL-2/Ig, consisting of interleukin-2 (IL-2) and the Fc
portion of immunoglobulin G (IgG), or a plasmid encoding
IL-2/Ig. After SHIV-89.6P infection, sham-vaccinated
monkeys developed weak CTL responses, rapid loss of
CD4+ T cells, no virus-specific CD4+ T cell
responses, high setpoint viral loads, significant clinical
disease progression, and death in half of the animals by day
140 after challenge. In contrast, all monkeys that
received the DNA vaccines augmented with IL-2/Ig were
infected, but demonstrated potent secondary CTL
responses, stable CD4+ T cell counts, preserved
virus-specific CD4+ T cell responses, low to undetectable
setpoint viral loads, and no evidence of clinical disease
or mortality by day 140 after challenge.
1 Department of
Medicine, Beth Israel Deaconess Medical Center, Harvard Medical
School, 330 Brookline Avenue, Boston, MA 02215, USA.
2 Merck Research
Laboratories, West Point, PA 19486, USA.
3 Southern Research
Institute, 431 Aviation Way, Frederick, MD 21701, USA.
4 Duke University
Medical Center, Durham, NC 27710, USA.
5 Department of
Biostatistical Science, Dana-Farber Cancer Institute, 44 Binney
Street, Boston, MA 02115, USA. * To whom correspondence
should be addressed. E-mail: dan_barouch@hotmail.com
Recent studies have demonstrated the critical role of virus-specific
CD8+ CTL responses in controlling HIV-1 replication in
humans and simian immunodeficiency virus (SIV)
replication in rhesus monkeys (1-5).
It is therefore widely believed that candidate HIV-1
vaccines should elicit potent virus-specific CTL
responses. Plasmid DNA vaccination is capable of eliciting
both humoral and cellular immune responses (6-8).
DNA vaccine-elicited immune responses have protected
nonhuman primates against challenges with nonpathogenic
AIDS viruses (9,
10)
and have afforded a degree of protection against
pathogenic viral challenges (11,
12).
Boosting a DNA-primed immune response with a live recombinant
vector has been shown to augment CTL responses and confer
control of nonpathogenic viral challenges (13-16).
Plasmid IL-2 has also been shown to augment DNA
vaccine-elicited immune responses in a variety of murine
disease models (17-19).
We extended these observations by investigating the vaccine
adjuvant properties of IL-2/Ig, a fusion protein
consisting of IL-2 and the Fc portion of IgG. This fusion
protein has IL-2 functional activity as well as the
advantages of divalent avidity and a long in vivo
half-life (20,
21).
We previously reported that a plasmid encoding murine IL-2/Ig was
able to augment CTL and antibody responses elicited by an
HIV-1 gp120 DNA vaccine in mice (22).
We have also demonstrated that administration of human
IL-2/Ig, either as a protein or a plasmid, markedly
augmented DNA vaccine-elicited HIV-1- and SIV-specific
immune responses in rhesus monkeys (23).
Here, we report that the immunity elicited by
IL-2/Ig-augmented DNA vaccines confers control of a
highly pathogenic SHIV-89.6P viral challenge.
Vaccine-elicited immune responses. Twenty rhesus monkeys
(Macaca mulatta) were immunized with a sham pV1R plasmid
(n = 8), SIVmac239 Gag and HIV-1 89.6P Env
DNA vaccines alone (n = 4), or these DNA
vaccines plus IL-2/Ig (n = 8) (Fig.
1A) (24).
The plasmid DNA vaccines expressed genes optimized for
high-level expression and used a cytomegalovirus promoter
in a pV1R vector backbone. The IL-2/Ig was administered as
purified human IL-2/Ig protein in four animals or as a
plasmid expressing human IL-2/Ig in four animals. The
immune responses elicited by the initial immunizations
have been described (23).
Fig. 1. Vaccine trial design and
prechallenge CTL responses. (A) Monkeys were immunized as
shown at weeks 0, 4, 8, and 40 with the
SIVmac239 Gag and HIV-1 Env 89.6P DNA vaccines (24).
At weeks 0 and 4, certain monkeys also received IL-2/Ig
protein or IL-2/Ig plasmid (arrows with circles). At weeks
8 and 40, all monkeys received only the DNA vaccines
(arrows without circles). At week 46, all monkeys were
challenged with 100 MID50 SHIV-89.6P by the
intravenous route (long arrow). Vaccine-elicited CD8+ T
cell responses specific for the Mamu-A*01-restricted
(B) SIV Gag p11C (CTPYDINQM) and (C) HIV-1 Env p41A
(YAPPISGQI) epitopes were measured in the Mamu-A*01-positive
monkeys by tetramer staining. Freshly isolated PBMCs were stained
directly ex vivo with fluorochrome-labeled Mamu-A*01/p11C or
Mamu-A*01/p41A tetramers as described (30).
Percent CD3+CD8+ T cells that bound each
tetramer are shown. Means and standard errors for each group are
shown. [View
Larger Versions of these Images (4 + 34K GIF file)]
In the 15 rhesus monkeys included in this study that
expressed the major histocompatibility complex (MHC) class I allele
Mamu-A*01, we measured vaccine-elicited CTL
responses specific for the Mamu-A*01-restricted
immunodominant SIV Gag p11C (CTPYDINQM) and subdominant
HIV-1 Env p41A (YAPPISGQI) epitopes (25-28).
After the final immunization at week 40, the vaccinated
monkeys developed significant circulating p11C- and
p41A-specific CD8+ T lymphocytes detected by tetramer
staining (Fig.
1, B and C) (29,
30).
In contrast, the control monkeys had no detectable
circulating tetramer-positive CD8+ T lymphocytes.
Moreover, as expected, since these animals were not
vaccinated with an SIV Pol immunogen, none of the monkeys
had detectable tetramer-positive CD8+ T lymphocytes
specific for the Mamu-A*01-restricted SIV Pol p68A
epitope (STPPLVRLV) (31).
Functional chromium release cytotoxicity assays were also
performed with the p11C, p41A, and p68A epitope peptides
and corroborated these results (31).
The monkeys that received the DNA vaccines plus IL-2/Ig
protein or IL-2/Ig plasmid demonstrated markedly
augmented vaccine-elicited CTL responses compared with
the animals that received the DNA vaccines alone. Because
cytokines were only administered with the week 0 and
4 immunizations, the persistence of these augmented
CTL responses through week 46 demonstrates the durability
of the enhanced CTL priming achieved 10 months
earlier. At the time of peak immunity at week
42, the monkeys that received the DNA vaccines plus
IL-2/Ig plasmid had an average of 1.2% of circulating
CD3+CD8+ T cells specific for the p11C epitope
and 0.5% specific for the p41A epitope. The
tetramer-positive CD3+CD8+ T cells declined
thereafter and reached plateau levels of 0.5% for p11C
and 0.2% for p41A by the time of challenge. No serum
SHIV-89.6P-specific neutralizing antibodies (<1:4 titer)
were detected before challenge (31).
Immune responses after viral challenge. Six weeks after
the final boost immunization, all 20 rhesus monkeys were
challenged by the intravenous route with 100 monkey
infectious doses (100 MID50) of cell-free
SHIV-89.6P. This virus was derived by in vivo passage of
SHIV-89.6, a chimeric virus consisting of the SIVmac239
backbone and the HIV-1 89.6 envelope gene, which was
cloned from a primary patient R5/X4 dual-tropic HIV-1
isolate (32-34).
The postchallenge CTL responses specific for the p11C (Fig.
2A), p41A (31),
and p68A (31)
epitopes were determined by staining freshly isolated
peripheral blood mononuclear cells (PBMCs) with
tetrameric Mamu-A*01/peptide complexes. The kinetics of
the postchallenge CTL responses involved an initial rapid
expansion phase that reached a peak at day 14 or
17 after challenge and then fell rapidly to
steady-state plateau levels. The control monkeys
developed primary p11C-specific CTL responses after
challenge, reaching a peak of 1 to 4% of circulating
CD3+CD8+ T cells. In contrast, dramatic
secondary CTL responses specific for p11C, reaching a
maximum of 18 to 40% of circulating
CD3+CD8+ T cells, were observed in all the
animals that received the DNA vaccine plus IL-2/Ig
protein or IL-2/Ig plasmid. Intermediate secondary
p11C-specific CTL responses were observed in the animals
that received the DNA vaccines alone. Augmented secondary
CTL responses specific for the p41A epitope were also
detected after challenge in the vaccinated monkeys that
received IL-2/Ig, but these responses were of a lower
magnitude than those specific for p11C (31).
Prior to challenge, the p41A-specific CTL responses
elicited by DNA vaccination were only 2.5-fold lower in
magnitude than the p11C-specific CTL responses. After
challenge, however, the p41A-specific responses were
30-fold lower, reflecting the immunodominance of the p11C
CTL epitope in Mamu-A*01-positive rhesus monkeys
in the setting of SHIV infection. As expected, all the
monkeys developed weak primary CTL responses specific for
the SIV Pol p68A epitope since none of the monkeys were
vaccinated with an SIV Pol immunogen (31).
Fig. 2. Postchallenge CTL and NAb
responses. Monkeys were challenged with SHIV-89.6P by the
intravenous route on day 0. (A) In the
15 Mamu-A*01-positive monkeys, CD8+ T cell
responses specific for the SIV Gag p11C epitope were determined by
tetramer binding to freshly isolated PBMCs at multiple time points
after challenge (30).
Percent CD3+CD8+ T cells that bound the
tetramer are shown. (B) In all 20 monkeys, serum
antibody titers capable of neutralizing SHIV-89.6P were determined
(35).
[View
Larger Versions of these Images (28 + 27K GIF file)]
The virus-specific CD8+ T cell responses were further
analyzed by interferon-
(IFN- )
ELISPOT and intracellular IFN-
staining assays, the results of which correlated well
with the results of the tetramer staining (31).
Chromium release cytotoxicity assays and tetramer
staining of peptide-stimulated PBMCs (23)
further corroborated the results of tetramer staining of
freshly isolated PBMCs (Table
1).
Table 1. Analysis of CD8+ T
cell responses in the Mamu-A*01-positive monkeys by
tetramer staining of freshly isolated PBMCs, tetramer
staining of peptide-stimulated PBMCs, and functional
chromium release cytotoxicity assays with peptide-stimulated
PBMCs on day 63 after challenge (23,
30).
Percent CD3+CD8+ cells that bind
tetramer are shown for the tetramer assays. Percent-specific
lysis at a 5:1 effector-to-target ratio are shown for the
cytotoxicity assays.
|
Monkey |
Tetramer
binding (fresh PBMCs)
|
Tetramer
binding (stimulated PBMCs)
|
Cytotoxicity
assay (stimulated PBMCs)
|
p11C |
p41A |
p68A |
p11C |
p41A |
p68A |
p11C |
p41A |
p68A |
|
Controls
|
KPB |
0.2 |
0 |
0.1 |
1 |
0 |
0 |
3 |
0 |
0 |
KPE |
0.8 |
0 |
0.1 |
17 |
0 |
1 |
14 |
0 |
0 |
PKT |
0.1 |
0.1 |
0 |
1 |
0 |
0 |
0 |
0 |
0 |
TDE |
0.2 |
0 |
0 |
2 |
1 |
0 |
0 |
0 |
0 |
DNA
vaccines alone |
702 |
1.5 |
0.1 |
0 |
27 |
21 |
1 |
35 |
32 |
2 |
811 |
7.9 |
0 |
0 |
14 |
1 |
0 |
14 |
0 |
0 |
820 |
1.3 |
0 |
0.1 |
18 |
1 |
3 |
16 |
0 |
2 |
DNA + IL-2/Ig protein
|
712 |
2.9 |
0.1 |
0.1 |
72 |
11 |
4 |
49 |
8 |
3 |
772 |
4.4 |
0.3 |
0.1 |
59 |
28 |
18 |
49 |
26 |
11 |
798 |
3.1 |
0.3 |
0.2 |
63 |
39 |
19 |
43 |
20 |
12 |
839 |
2.2 |
0.3 |
0.1 |
49 |
10 |
4 |
39 |
11 |
2 |
DNA + IL-2/Ig plasmid
|
483 |
5.1 |
0.4 |
0.1 |
88 |
74 |
3 |
55 |
55 |
4 |
728 |
3.5 |
0.3 |
0.1 |
63 |
16 |
8 |
46 |
29 |
2 |
833 |
3.0 |
0.2 |
0.1 |
59 |
22 |
2 |
43 |
19 |
2 |
893 |
4.1 |
0.5 |
0.3 |
86 |
75 |
65 |
54 |
48 |
52 | |
Neutralizing antibodies (NAbs) were measured in an MT-2
cell-killing assay, using a stock of SHIV-89.6P expanded in
human PBMCs as described (35).
Detectable NAb titers were measured in 11 of
12 vaccinated monkeys by day 21 after challenge
and in two of eight control monkeys (780 and KPE) by day
28 after challenge (Fig.
2B). All animals that developed detectable NAb
responses had comparable peak titers.
Six of the eight control monkeys (all except 780 and KPE)
demonstrated a rapid and profound depletion of their CD4+
T lymphocytes between days 7 and 21 after challenge,
consistent with our previous experience with SHIV-89.6P
infection (Fig.
3A) (33,
34).
In contrast, all monkeys that received plasmid DNA
vaccines plus IL-2/Ig protein or IL-2/Ig plasmid had
complete preservation of their CD4+ T lymphocytes, with
no evidence of declining CD4+ T cell counts by day
126 after challenge. At day 70 after challenge,
a time by which setpoint of viral replication is reached in
SHIV-89.6P-infected rhesus monkeys, a highly significant
difference in peripheral blood CD4+ T cell
counts was evident between the control monkeys and the
monkeys that received the DNA vaccines plus IL-2/Ig protein
or plasmid [P = 0.00006, by a
two-sided Wilcoxon rank sum test (36)].
The monkeys that received the DNA vaccines alone also had
detectable CD4+ T cell declines, but these
were less dramatic than in the control monkeys
(P = 0.2). In these animals, a marked but gradual
CD4+ T cell decline was observed in monkey 811, and
small CD4+ T cell declines were evident in monkeys
660 and 820.
Fig. 3. Postchallenge
CD4+ T lymphocyte counts, virus-specific
lymphoproliferative responses, and viral loads. (A)
CD4+ T lymphocyte counts in peripheral blood were
determined by multiplying the total lymphocyte count by the
percentage of CD3+CD4+ lymphocytes. (B)
Lymphoproliferative responses to SIV Gag p28 protein at day
140 after challenge. Standard overnight thymidine incorporation
assays were performed after incubation of PBMCs with antigen for
5 days in culture. Stimulation indices were calculated by:
(counts per minute with antigen)/(counts per minute with media).
(C) Plasma viral loads were determined at multiple time
points after challenge by an ultrasensitive branched DNA
amplification assay with a detection limit of 400 copies/ml
(Bayer Diagnostics). Dagger ( )
represents death of the animal. [View
Larger Versions of these Images (33 + 28 + 37K GIF file)]
To determine whether the challenged monkeys retained functional
virus-specific CD4+ T lymphocyte activity, we studied
their peripheral blood lymphoproliferative responses
after stimulation with purified SIV Gag p28 protein
(Intracel) and their CD4+ T cell IFN-
responses after stimulation with SIV Gag and HIV-1 Env
peptide pools (37).
At day 140 after challenge, all the surviving
control monkeys, including the monkeys with preserved
total CD4+ T lymphocyte counts (780 and KPE), had no
detectable lymphoproliferative responses to SIV Gag
(stimulation indices < 2) (Fig.
3B). In contrast, all the monkeys that received the
IL-2/Ig-augmented DNA vaccines had detectable
lymphoproliferative responses to SIV Gag, with
stimulation indices of 3.7 to 14.5. One of the
monkeys that received the DNA vaccines alone (monkey 702)
also had a detectable lymphoproliferative response. The
preservation of virus-specific CD4+ T
lymphocyte function in the vaccinated animals was confirmed
by intracellular IFN-
staining after stimulation with SIV Gag or HIV-1 Env
peptide pools (Table
2).
Table 2. Analysis of CD4+ T
cell responses in the surviving monkeys by IFN-
intracellular staining assays on day 140 after
challenge (37).
IFN- -positive
CD4+ T cells per 106 lymphocytes as
measured by intracellular IFN-
staining and flow cytometric analysis are shown in response
to media control (Mock), SIV Gag peptide pool, HIV-1 Env
peptide pool, and staphylococcal enterotoxin B (SEB).
Monkeys 766 and KPB had insufficient CD4+ T
lymphocytes for analysis.
|
Monkey |
IFN- -positive
CD4+ T cells per 106 lymphocytes
|
Mock |
SIV Gag |
HIV-1 Env |
SEB |
|
Controls
|
766 |
nd |
nd |
nd |
nd |
780 |
167 |
467 |
283 |
20,337 |
KPB |
nd |
nd |
nd |
nd |
KPE |
228 |
411 |
264 |
12,470 |
DNA vaccines
alone |
660 |
142 |
815 |
519 |
18,844 |
702 |
161 |
890 |
325 |
44,028 |
811 |
142 |
636 |
346 |
nd |
820 |
340 |
1,121 |
432 |
11,869 |
DNA + IL-2/Ig protein
|
712 |
164 |
1,102 |
410 |
34,337 |
772 |
253 |
1,353 |
652 |
12,352 |
798 |
176 |
1,313 |
496 |
3,791 |
839 |
141 |
803 |
88 |
14,420 |
DNA + IL-2/Ig plasmid
|
483 |
94 |
1,250 |
273 |
26,726 |
728 |
287 |
692 |
315 |
9,993 |
833 |
172 |
1,101 |
358 |
16,003 |
893 |
218 |
1,540 |
400 |
37,406 | |
Viremia and clinical disease progression. We next measured
plasma viral loads in the monkeys by an ultrasensitive branched
DNA amplification assay with a detection limit of
400 copies/ml (Bayer Diagnostics). The control
monkeys had 1.0 × 107 to
1.8 × 108 copies/ml of virus at the time of
peak viremia on day 14 after challenge (Fig.
3C). At day 70 after challenge, six of eight
control monkeys had high setpoint viral loads of between
5.0 × 105 and
3.1 × 106 copies/ml. The other two control
monkeys had lower setpoint viral loads:
4.6 × 104 copies/ml in monkey KPE and
4.4 × 102 copies/ml in monkey 780. In all
the vaccinated monkeys, peak viremia was between
1.2 × 106 and 1.0 × 107
copies/ml, levels significantly lower than in the controls
[P = 0.004 and
P = 0.008 for monkeys receiving the DNA plus
IL-2/Ig or the DNA vaccines alone, respectively, by
two-sided Wilcoxon rank-sum tests (36)].
At day 70, setpoint viral loads in the monkeys
receiving the IL-2/Ig-augmented DNA vaccines were also
significantly lower than in the controls
(P = 0.004), and a trend toward
reduction in setpoint viral loads was evident in the
animals that received the DNA vaccines alone
(P = 0.1). At the majority of time
points after setpoint, the monkeys that received the DNA
vaccines plus IL-2/Ig plasmid had undetectable viremia
(<400 copies/ml), although small and transient rises in
viremia were seen in monkeys 728 and 893. In
the monkeys that received IL-2/Ig protein, viremia was
also generally controlled to under 103
copies/ml. The monkeys that received the DNA vaccines alone had
a heterogeneous outcome, with high setpoint viremia in
monkey 811, moderate setpoint viremia in monkeys
660 and 820, and controlled viremia in monkey
702.
Compared with the control monkeys, the animals that received the
DNA vaccines alone had a 1.9 log reduction in geometric
mean viral load after setpoint. The magnitude of this
reduction is similar to that seen in previous studies
from our laboratory assessing the efficacy of an SIV Gag
DNA vaccine (12)
or a recombinant MVA-Gag/Pol vaccine (38)
in conjunction with SIVsm E660 challenges. The monkeys
that received the DNA vaccines plus IL-2/Ig protein or
plasmid in the present study had >2.7 and >3.0 log
reductions, respectively, in geometric mean viral load after
setpoint compared with the control monkeys. In fact, the
control of setpoint viremia observed in the monkeys that
received the DNA vaccines plus IL-2/Ig plasmid was
similar in magnitude to the control of SHIV-89.6P
setpoint viremia achieved by immunization with a live,
attenuated SIVmac239 3
vaccine (39),
although the heterologous challenge in that study limits
the comparability of results between these reports.
The pathogenicity of the SHIV-89.6P challenge virus was confirmed
by the rapid clinical disease progression in the control
monkeys that developed low CD4+ T lymphocyte counts
and high viremia. Seven of the eight control monkeys (all
except monkey 780) developed significant clinical
disease, and four of these eight monkeys died by day
140 after challenge (Fig.
4 and Table
3). In contrast, all monkeys that received the
cytokine-augmented DNA vaccines remained healthy with no
documented clinical events or mortality. The prevention
of clinical disease in the vaccinated monkeys as compared
with the controls was highly significant
(P = 0.001, by a two-sided Fisher exact
test), and a trend was observed for preventing mortality
(P = 0.08). The monkeys that received the
DNA vaccines alone had an intermediate clinical outcome,
with monkeys 811 and 820 showing signs of
clinical disease (P = 0.24 compared with
controls).
Fig. 4. Postchallenge clinical events
and mortality in the monkeys that received the cytokine-augmented
DNA vaccines, the DNA vaccines alone, or the sham control vaccine.
(A) Percentage of monkeys free from clinical events directly
attributable to the SHIV-89.6P infection or the subsequent
immunodeficiency. (B) Survival curve. [View
Larger Version of this Image (17K GIF file)]
Table 3. Significant clinical events
directly attributable to the SHIV-89.6P infection or the
subsequent immunodeficiency in the controls and vaccinated
rhesus monkeys through day 140 after challenge.
|
Monkey |
Disease-attributable
clinical events |
|
Controls |
766 |
Chronic cough, wound
infection, persistent epistaxis |
780 |
None |
810 |
Chronic diarrhea,
persistent epistaxis, rash, weight loss, death |
826 |
Fevers, chronic diarrhea,
anorexia, death |
KPB |
Fevers, persistent
epistaxis, chronic diarrhea |
KPE |
Chronic diarrhea |
PKT |
Fevers, persistent
epistaxis, chronic diarrhea, hematochezia, death |
TDE |
Explosive diarrhea,
weight loss, death |
DNA vaccines
alone |
660, 702 |
None |
811 |
Persistent epistaxis,
facial swelling/erythema |
820 |
Persistent epistaxis,
facial swelling/erytherma |
DNA + IL-2/Ig protein |
712, 772, 798, 839 |
None |
DNA + IL-2/Ig plasmid |
483, 728, 833, 893 |
None | |
Immune correlates of protection. Scatter plots of data
from the Mamu-A*01-positive animals in this study (Fig.
5, A and B) demonstrate significant correlations of
prechallenge vaccine-elicited plateau-phase p11C-specific
CTL responses determined by tetramer staining, with
postchallenge peak p11C-specific CTL responses
(P = 0.007, by a two-sided Spearman rank
correlation test) and setpoint viral loads
(P = 0.04). Levels of peak vaccine-elicited
CTLs were less predictive of outcome than those of
plateau-phase vaccine-elicited CTLs, the latter
presumably reflecting the memory cell population. The
asymptotic appearances of the plotted data suggest that a
level of vaccine-elicited plateau-phase p11C-specific
CTLs may exist (approximately 0.3 to 0.5% of
CD3+CD8+ T cells) above which little
additional benefit is discernible after challenge.
Similar significant correlations were observed between
plateau-phase p41A-specific CTL responses before challenge
and peak p41A-specific CTL responses and setpoint viral
loads after challenge (31).
These results strongly suggest that the improved outcome
in animals receiving the cytokine-augmented DNA vaccines
resulted from the augmented vaccine-elicited CTL
responses in these animals.
Fig. 5. Correlation of prechallenge
vaccine-elicited plateau-phase p11C-specific CTL responses as
determined by tetramer staining with (A) postchallenge peak
p11C-specific CTL responses and (B) setpoint viral loads in
the Mamu-A*01-positive rhesus monkeys. [View
Larger Version of this Image (20K GIF file)]
No neutralizing antibody (NAb) responses were detected in the
vaccinated monkeys prior to challenge, and comparable peak NAb
titers developed in the vaccinated monkeys and the two
control monkeys with preserved CD4+ T
lymphocyte counts. The other six control monkeys that rapidly
lost their CD4+ T lymphocytes would not be expected
to generate significant NAb responses (34).
Whereas peak CTL responses occurred on day 14 after
challenge, coincident with the peak of primary viremia,
NAb responses were generally first detectable on day
21 when viremia had already been partially controlled.
The initial control of primary viremia in these monkeys
therefore appears to be primarily due to CTL activity, as
has previously been observed in HIV-infected humans and
SIV-infected monkeys (40-42).
However, NAbs may also have played a significant role in the
control of acute or chronic viremia. In addition, it is
possible that IL-2/Ig administration may have modulated
nonspecific innate immune functions in these animals and
contributed to the containment of virus replication.
Conclusions. In summary, after the SHIV-89.6P challenge,
75% of control animals developed weak immune responses, rapid
and profound loss of CD4+ T cells, high viral
loads, and rapid disease progression. The
Mamu-A*01-positive and the Mamu-A*01-negative
control monkeys had similar outcomes, and thus this
particular MHC class I allele conferred no particular
protective or detrimental effect. It is unclear why
monkeys 780 and KPE had more favorable outcomes than
the other control animals. This may reflect higher
virus-specific immune responses or other protective host
factors in these animals. The monkeys that received the
cytokine-augmented DNA vaccines, in contrast, had
uniformly good outcomes with potent immune responses,
preserved CD4+ T cell counts, low to undetectable
viral loads, and no evidence of clinical disease.
Moreover, these animals also demonstrated preserved
virus-specific CD4+ T cell responses, which may confer
long-term clinical benefits (43).
The monkeys that received the DNA vaccines alone had
intermediate and heterogeneous outcomes. Their postchallenge
CTL levels reflected both the levels of prechallenge CTLs as
well as the levels of viremia driving these
responses.
The administration of IL-2/Ig protein or IL-2/Ig plasmid during
initial DNA vaccine priming led to augmented immune responses
that were capable of controlling viremia and preventing
immunodeficiency, clinical disease, and death following a
homologous pathogenic SHIV-89.6P challenge in rhesus
monkeys. These results raise the possibility that viral
replication may also be reduced in humans who have been
similarly vaccinated and subsequently infected with
HIV-1. As a consequence, such individuals might manifest
decreased disease burden and HIV-1 transmission rates (44,
45).
Moreover, this strategy of augmenting vaccine-elicited
immune responses by cytokine administration should be
readily applicable to other vaccine modalities and for
other immunotherapeutic purposes.
REFERENCES AND NOTES
- A. McMichael,
Cell 93, 673 (1998) [ISI]
[Medline].
- J. E. Schmitz,
et al., Science 283, 857 (1999) [ISI]
[Abstract/Full
Text].
- X. Jin, et
al., J. Exp. Med. 189, 991 (1999) [ISI]
[Abstract/Full
Text].
- L. Musey, et
al., N. Engl. J. Med. 337, 1267 (1997) [ISI]
[Medline].
- G. S. Ogg, et
al., Science 279, 2103 (1998) [ISI]
[Abstract/Full
Text].
- J. A. Wolff, et
al., Science 247, 1465 (1990) [ISI]
[Medline].
- D. C. Tang, M.
Devit, S. A. Johnson, Nature 356, 152 (1992) [ISI]
[Medline].
- J. B. Ulmer, et
al., Science 259, 1745 (1993) [ISI]
[Medline].
- N. L. Letvin, et
al., Proc. Natl. Acad. Sci. U.S.A. 94, 9378
(1997) [ISI]
[Abstract/Full
Text].
- J. D. Boyer, et
al., Nature Med. 3, 526 (1997) [ISI]
[Medline].
- S. Lu, et
al., J. Virol. 70, 3978 (1996) [ISI]
[Abstract].
- M. A. Egan, et
al., J. Virol. 74, 7485 (2000) [ISI]
[Abstract/Full
Text].
- H. L. Robinson,
et al., Nature Med. 5, 526 (1999) [ISI]
[Medline].
- S. J. Kent, et
al., J. Virol. 72, 10180 (1998) [ISI]
[Abstract/Full
Text].
- T. Hanke, et
al., J. Virol. 73, 7524 (1999) [ISI]
[Abstract/Full
Text].
- T. M. Allen, et
al., J. Immunol. 164, 4968 (2000) [ISI]
[Abstract/Full
Text].
- M. A. Geissler, A.
Gesien, K. Tokushige, J. R. Wands, J. Immunol. 158,
1231 (1997)
[ISI]
[Abstract].
- Y.-H. Chow, W.-L.
Huang, W.-K. Chi, Y.-D. Chu, M.-H. Tao, J. Virol.
71, 169 (1997) [ISI]
[Abstract].
- K.-Q. Xin, et
al., Immunology 94, 438 (1998) [ISI]
[Medline].
- N. F. Landolfi,
J. Immunol. 146, 915 (1991) [ISI]
[Abstract].
- P. Nickerson,
et al., Transplant. Immunol. 4, 81 (1996)
[Medline].
- D. H. Barouch,
et al., J. Immunol. 161, 1875 (1998) [ISI]
[Abstract/Full
Text].
- D. H. Barouch,
et al., Proc. Natl. Acad. Sci. U.S.A. 97,
4192 (2000)
[ISI]
[Abstract/Full
Text].
- Large-scale
preparations of plasmids were carried out by alkaline lysis and
CsCl gradient banding. Rhesus monkeys were vaccinated by
intramuscular (i.m.) injections of either 5 mg of HIV-1 89.6P
env DNA plus 5 mg of SIVmac239 gag DNA or
10 mg of sham DNA in sterile saline without adjuvant. Half
the dose was delivered to each quadriceps muscle in a 0.5-ml
volume using a needle-free Biojector apparatus (Bioject). Monkeys
were vaccinated at weeks 0, 4, 8, and 40. At
weeks 0 and 4, monkeys that received the DNA vaccines
alone also received 5 mg of sham DNA 2 days following
vaccination (660, 702, 811, 820); monkeys that
received human IL-2/Ig protein received 0.5 mg/day
affinity-purified protein in two divided doses i.m. on days
1 through 14 following vaccination
(712, 772, 798, 839); and monkeys that received
human IL-2/Ig plasmid received 5 mg of IL-2/Ig DNA
2 days following vaccination
(483, 728, 833, 893). All the vaccinated monkeys
except 660 expressed the Mamu-A*01 class I allele. Of
the control monkeys, four were Mamu-A*01-negative
(766, 780, 810, 826). The four control monkeys that
were Mamu-A*01-positive (KPB, KPE, PKT, TDE) were added to
the study prior to the week 40 boost immunization. All the
animals used in this study were maintained in accordance with the
guidelines of the Committee on Animals for Harvard Medical School,
the animal care protocols of Southern Research Institute, and the
Guide for the Care and Use of Laboratory Animals (National
Research Council, National Academy Press, Washington, DC, 1996).
After challenge, the immunologic assays, viral load measurements,
and clinical care of the animals were performed blinded to the
immunizations each monkey received.
- Single-letter
abbreviations for the amino acid residues are as follows: A, Ala;
C, Cys; D, Asp; G, Gly; I, Ile; L, Leu; M, Met; N, Asn; P, Pro; Q,
Gln; R, Arg; S, Ser; T, Thr; V, Val; and Y, Tyr.
- M. D. Miller, H.
Yamamoto, A. H. Hughes, D. I. Watkins, N. L. Letvin, J.
Immunol. 147, 320 (1991) [ISI]
[Abstract].
- T. M. Allen, et
al., J. Immunol. 160, 6062 (1998) [ISI]
[Medline].
We have simplified previous terminology for the
Mamu-A*01-restricted immunodominant SIV Gag epitope from
p11C,C-M to p11C for convenience.
- M. A. Egan, et
al., J. Virol. 73, 5466 (1999) [ISI]
[Abstract/Full
Text].
- J. D. Altman,
et al., Science 274, 94 (1996) [ISI]
[Abstract/Full
Text].
- M. J. Kuroda,
et al., J. Exp. Med. 187, 1373 (1998) [ISI]
[Abstract/Full
Text]. Briefly, 1 µg of
phycoerythrin-labeled tetrameric Mamu-A*01/peptide complexes was
used in conjunction with fluorescein isothiocyanate (FITC)-labeled
anti-human CD8
(Leu2a; Becton-Dickinson), ECD-labeled anti-human CD8
(2ST8-5H7; Beckman Coulter), and APC-labeled anti-rhesus monkey
CD3 (FN18; Biosource) monoclonal antibodies to stain
peptide-specific CD8+ T cells. Whole blood
(100 µl) from the vaccinated monkeys was directly stained
with these reagents, then lysed, washed, and fixed. Samples were
analyzed by four-color flow cytometry on a Coulter EPICS Elite ESP
system, and gated CD3+CD8+ T cells were
examined for staining with tetrameric Mamu-A*01/p11C,
Mamu-A*01/p41A, or Mamu-A*01/p68A complexes.
- D. H. Barouch
et al., data not shown.
- K. A. Reimann,
et al., J. Virol. 70, 3198 (1996) [ISI]
[Abstract].
- K. A. Reimann,
et al., J. Virol. 70, 6922 (1996) [ISI]
[Abstract].
- K. A. Reimann,
et al., Virology 256, 15 (1999) [ISI]
[Medline].
- J. M. Crawford,
et al., J. Virol. 73, 10199 (1999) [ISI]
[Abstract/Full
Text].
- Statistical
analysis was performed with GraphPad Prism, version
2.01 (GraphPad Software, Inc., 1996). CD4+ T
lymphocyte counts and viral loads were compared between groups by
two-sided Wilcoxon rank-sum tests with Bonferroni adjustments of
P values to account for the two major comparisons of each
endpoint. Day 70 setpoint values were chosen in order to
analyze a complete data set prior to death of any animals.
Differences in clinical events and mortality were analyzed by
two-sided Fisher exact tests. Correlations of prechallenge
vaccine-elicited CTLs and postchallenge peak CTLs or setpoint
viral loads were assessed in the vaccinated monkeys by two-sided
Spearman rank correlation tests. In all cases,
P < 0.05 was considered significant.
- Intracellular
cytokine staining assays were performed as follows. We placed
2 × 106 PBMCs in 17 mm by 100 mm
polypropylene tubes containing 1 ml of supplemented RPMI
medium, to which 1 µg of each costimulatory antibody
(anti-CD28 and anti-CD49d, Becton-Dickinson) was added. Peptide
pools were added at a final concentration of 2 µg/ml. Culture
tubes were incubated at a 5° slant at 37°C in a humidified 5%
CO2 incubator for 16 hours. Brefeldin A (Sigma)
was added for the last 15 hours at a final concentration of
10 µg/ml. Cells were stained with anti-CD3-APC (FN18,
Biosource), anti-CD4-PE (OKT4, Ortho Diagnostics), and
anti-CD8-PerCP (SK1, Becton-Dickinson) for 30 min and washed
with phosphate-buffered saline containing 1% fetal bovine serum.
Cells were permeabilized with FACS Permeabilization Buffer
(Becton-Dickinson), washed, and stained with anti-IFN-
-FITC
(MD1, Biosource) for 30 min. Samples were fixed in 1%
formaldehyde and analyzed on a FACSCalibur flow cytometer
(Becton-Dickinson). In order to measure responses of
CD4+ T lymphocytes, 30,000 gated
CD3+CD4+ lymphocytes were analyzed for
intracellular IFN-
staining events using CellQuest software (Becton-Dickinson).
- A. Seth, et
al., J. Virol. 74, 2502 (2000) [ISI]
[Abstract/Full
Text].
- M. S. Wyand, et
al., J. Virol. 73, 8356 (1999) [ISI]
[Abstract/Full
Text].
- R. A. Koup, et
al., J. Virol. 68, 4650 (1994) [ISI]
[Abstract].
- G. Pantaleo, et
al., Nature 370, 463 (1994) [ISI]
[Medline].
- Z. W. Chen, et
al., J. Exp. Med. 182, 21 (1995) [ISI]
[Abstract].
- E. S. Rosenberg,
et al., Science 278, 1447 (1997) [ISI]
[Abstract/Full
Text].
- P. M. Garcia,
et al., N. Engl. J. Med. 341, 394 (1999)
[ISI]
[Medline].
- T. C. Quinn, et
al., N. Engl. J. Med. 342, 921 (2000) [ISI]
[Medline].
- We acknowledge
support from NIH grants CA-50139 (N.L.L), AI-85343 (N.L.L. and
D.C.M.), AI-65301 (M.G.L.), AI/GF-41521 (T.B.S.), and AI-42298
(T.B.S.). We are grateful to N. Miller, F. Vogel,
M. Forman, K. Reimann, W. Lin, A. Miura,
R. Kuhnkuhn, C. Lord, J. Frost, T. Steenbeke,
C. Crabbs, J. Yalley-Ogunro, N. Persaud,
L. Zhu, and J. Joyce for generous advice, assistance,
and reagents.
4 August 2000; accepted 15 September 2000
Related articles in Science:
- Helminthic Infection and HIV Vaccine
Trials.
- Miles B. Markus, John E. Fincham;, Dan H. Barouch, and Norman
L. Letvin
Science 2001 291: 46-47. (in Letters) [Full
Text]
- AIDS:
Enhanced: Preventing AIDS But Not HIV-1
Infection with a DNA Vaccine.
- Xuefei Shen and Robert F. Siliciano
Science 2000 290:
463-465. (in Perspectives) [Summary]
[Full
Text]
Volume 290,
Number 5491, Issue of 20 Oct 2000, pp. 486-492. Copyright © 2000 by The American Association for the
Advancement of Science.
|
|